Form D · Investing
DriveWealth Holdings, Inc.
Jersey City, NJ · CIK 0001570158
Offering snapshot reported Feb 2, 2022 · SEC filing
- Reported sold
- $17.5M Offering amount: $17.5M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 18, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 2, 2022 | Initial | $17,475,973 | No comparison | 4 | SEC filing |
| Oct 5, 2021 | Initial | $735,304,487 | No comparison | 19 | SEC filing |
| Jul 30, 2020 | Initial | $47,066,496 | No comparison | 15 | SEC filing |
| Dec 1, 2017 | Initial | $21,136,468 | No comparison | 17 | SEC filing |
| May 1, 2015 | Initial | $4,227,979 | No comparison | 6 | SEC filing |
| May 1, 2015 | Amendment | $5,647,325 | $0vs Feb 18, 2015 | 33 | SEC filing |
| Feb 18, 2015 | Amendment | $5,647,325 | $200,000vs Feb 10, 2015 | 33 | SEC filing |
| Feb 10, 2015 | Amendment | $5,447,325 | $2,872,325vs Feb 25, 2014 | 33 | SEC filing |
| Nov 3, 2014 | Amendment | $5,083,750 | $2,508,750vs Feb 25, 2014 | 31 | SEC filing |
| Feb 25, 2014 | Amendment | $2,575,000 | $125,000vs Nov 20, 2013 | 11 | SEC filing |
| Nov 20, 2013 | Amendment | $2,450,000 | $1,275,000vs Sep 12, 2013 | 10 | SEC filing |
| Nov 20, 2013 | Amendment | $2,450,000 | $0vs Nov 20, 2013 | 11 | SEC filing |
| Oct 10, 2013 | Amendment | $2,050,000 | $875,000vs Sep 12, 2013 | 8 | SEC filing |
| Sep 12, 2013 | Amendment | $1,175,000 | $500,000vs Aug 27, 2013 | 5 | SEC filing |
| Aug 27, 2013 | Amendment | $675,000 | $425,000vs Feb 22, 2013 | 3 | SEC filing |
| Feb 22, 2013 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-431985
Source: Form D, filed Feb 2, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chung Sok Chon | Director |
| Julie Coin | Director, Executive |
| Stephen Cortright | Executive |
| Robert S. Cortright | Director, Executive |
| Kevin Cortright | Executive |
| Donato Cuttone | Executive |
| Daniel Dall'asta | Director |
| Michael J. Dugan | Executive |
| V. Michael Fitzgerald | Director |
| Clifford Friedman | Director |
| Peter Monaco | Director |
| Deven Parekh | Director |
| Aric Rosenbaum | Executive |
| Richard Shriner Iii | Director |
| Matthew Weigland | Director |
| Matthew Wiegand | Director |
| George Pat Wilson Iv | Director |
Issuer details
Industry: Investing (See others in industry)
Address:
15 Exchange Place 10th Floor
Jersey City, NJ, 07302
Jersey City, NJ, 07302