Form D · Other Investment Fund
DRIEHAUS SMALL CAP RECOVERY FUND LP
Chicago, IL · CIK 0001118870
Offering snapshot reported Mar 14, 2017 · SEC filing
- Reported sold
- $75.7M Indefinite offering
- Investors reported
- 74 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Apr 1, 2000 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 14, 2017 | Amendment | $75,671,219 | $0vs Mar 14, 2016 | 74 | SEC filing |
| Mar 14, 2016 | Amendment | $75,671,219 | -$1,106,990vs Mar 12, 2015 | 74 | SEC filing |
| Mar 12, 2015 | Amendment | $76,778,209 | $1vs Mar 12, 2014 | 62 | SEC filing |
| Mar 12, 2014 | Amendment | $76,778,208 | $799,999vs Mar 12, 2013 | 62 | SEC filing |
| Mar 12, 2013 | Amendment | $75,978,209 | $13,001vs Mar 12, 2012 | 60 | SEC filing |
| Mar 12, 2012 | Amendment | $75,965,208 | $621,470vs Mar 11, 2011 | 60 | SEC filing |
| Mar 11, 2011 | Amendment | $75,343,738 | $163,501vs Mar 11, 2010 | 58 | SEC filing |
| Mar 11, 2010 | Amendment | $75,180,237 | $2,056,010vs Mar 12, 2009 | 58 | SEC filing |
| Mar 12, 2009 | Amendment | $73,124,227 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $9.74K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-83193
The Investment Adviser pays up to 20% of its advisory fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Driehaus Securities LLC | 8197 |
Source: Form D, filed Mar 14, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
DRIEHAUS SMALL CAP RECOVERY FUND, L.P.
Investment adviser: DRIEHAUS CAPITAL MANAGEMENT LLC
- Gross asset value
- $8.59M
- Beneficial owners
- 10
- ADV minimum commitment
- $250K
Reported in Form ADV on Feb 15, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
DRIEHAUS SECURITIES LLC
CRD 8197 · SEC 8-24024
Filing source
Form ADV 1177271 · Feb 15, 2018 · Schedule D 7.B.(1), fund 805-9938924527
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michelle L. Cahoon | Executive |
| Richard H. Driehaus | Executive |
| N/A Driehaus Capital Management | Executive |
| N/A Driehaus Capital Management Llc | Executive |
| N/A Driehaus Capital Management (Usvi) Llc | Executive |
| Robert Gordon | Executive |
| Jeffrey P. James | Executive |
| Janet Mc Williams | Executive |
| Heather S. Paterson | Executive |
| Mary H. Weiss | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60611