Form D · Other Investment Fund

DRIEHAUS MICRO CAP FUND LP

Chicago, IL · CIK 0001318646

Offering snapshot reported Mar 12, 2013 · SEC filing

Reported sold
$180M
Indefinite offering
Investors reported
118
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Nov 1, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$89.9M$180MMar 12, 2009: $156,036,407.00Mar 12, 2009Mar 11, 2010: $163,573,544.00Mar 11, 2010Mar 11, 2011: $172,155,313.00Mar 11, 2011Mar 12, 2012: $177,906,113.00Mar 12, 2012Mar 12, 2013: $179,849,534.00Mar 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$177,906,113 → $179,849,534
  • Reported investors115 → 118

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2013Amendment$179,849,534$1,943,421vs Mar 12, 2012118SEC filing
Mar 12, 2012Amendment$177,906,113$5,750,800vs Mar 11, 2011115SEC filing
Mar 11, 2011Amendment$172,155,313$8,581,769vs Mar 11, 2010115SEC filing
Mar 11, 2010Amendment$163,573,544$7,537,137vs Mar 12, 2009100SEC filing
Mar 12, 2009Amendment$156,036,407No comparisonNot reportedSEC filing
Feb 17, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$68.4K
Finders' fees
$0
Form D file number
021-74308
The Investment Adviser pays up to 20% of its advisory fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Driehaus Securities LLC8197

Source: Form D, filed Mar 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DRIEHAUS MICRO CAP FUND, L.P.

Investment adviser: DRIEHAUS CAPITAL MANAGEMENT LLC

Gross asset value
$34.4M
Beneficial owners
58
ADV minimum commitment
$250K

Reported in Form ADV on Aug 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer DRIEHAUS SECURITIES LLC CHICAGO, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

DRIEHAUS SECURITIES LLC
CRD 8197 · SEC 8-24024

Filing source

Form ADV 753294 · Aug 26, 2013 · Schedule D 7.B.(1), fund 805-8314907150

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michelle L. Cahoon Executive
Richard H. Driehaus Executive
N/A Driehaus Capital Management Llc Executive
N/A Driehaus Capital Management (Usvi) Llc Executive
Robert Gordon Executive
Jeffrey P. James Executive
Janet Mc Williams Executive
Heather S. Paterson Executive
Mary H. Weiss Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Driehaus Capital Management Llc 25 East Erie Street
Chicago, IL, 60611