Form D · Other Investment Fund

Driehaus International Small-Mid Realty Fund, LLC

Chicago, IL · CIK 0001538129

Offering snapshot reported Jan 21, 2016 · SEC filing

Reported sold
$36.8M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Dec 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.4M$36.8MJan 18, 2012: $18,520,000.00Jan 18, 2012Jan 18, 2013: $18,520,000.00Jan 18, 2013Jan 21, 2014: $29,925,000.00Jan 21, 2014Jan 21, 2015: $32,708,000.00Jan 21, 2015Jan 21, 2016: $36,768,000.00Jan 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,708,000 → $36,768,000
  • Reported investors23 → 27

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 21, 2016Amendment$36,768,000$4,060,000vs Jan 21, 201527SEC filing
Jan 21, 2015Amendment$32,708,000$2,783,000vs Jan 21, 201423SEC filing
Jan 21, 2014Amendment$29,925,000$11,405,000vs Jan 18, 201317SEC filing
Jan 18, 2013Amendment$18,520,000$0vs Jan 18, 201214SEC filing
Jan 18, 2012Initial$18,520,000No comparison14SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-172037

Source: Form D, filed Jan 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DRIEHAUS INTERNATIONAL SMALL-MID REALTY FUND, LLC

Investment adviser: DRIEHAUS CAPITAL MANAGEMENT LLC

Gross asset value
$11.7M
Beneficial owners
18
ADV minimum commitment
$250K

Reported in Form ADV on Dec 6, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DEMARCO SCIACCOTTA WILKENS & DUNLEAVEY, LLP OAK BROOK, Illinois, United States
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Marketer DRIEHAUS SECURITIES LLC CHICAGO, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

UBS SECURITIES LLC
SEC 8-22651

DRIEHAUS SECURITIES LLC
CRD 8197 · SEC 8-24024

Filing source

Form ADV 1054891 · Dec 6, 2016 · Schedule D 7.B.(1), fund 805-9646607224

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard H. Driehaus Executive
N/A Driehaus Capital Management Llc Executive
N/A The Richard H. Driehaus 2003 Revocable Trust Promoter
N/A The Richard H. Driehaus Revocable Trust Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
25 East Erie Street
Chicago, IL, 60611