Form D · Other Investment Fund

Driehaus Institutional Micro Cap Fund, L.P.

Chicago, IL · CIK 0001513947

Offering snapshot reported Feb 22, 2013 · SEC filing

Reported sold
$22.1M
Indefinite offering
Investors reported
28
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Feb 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11M$22.1MFeb 24, 2011: $7,100,000.00Feb 24, 2011Feb 22, 2012: $21,468,080.00Feb 22, 2012Feb 22, 2013: $22,063,080.00Feb 22, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,468,080 → $22,063,080

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 22, 2013Amendment$22,063,080$595,000vs Feb 22, 201228SEC filing
Feb 22, 2012Amendment$21,468,080$14,368,080vs Feb 24, 201128SEC filing
Feb 24, 2011Initial$7,100,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$53.6K
Finders' fees
$0
Form D file number
021-155841
The Investment Adviser pays up to 20% of its advisory fee to the selling agents. See Item 12.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Driehaus Securities LLC8197

Source: Form D, filed Feb 22, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DRIEHAUS INSTITUTIONAL MICRO CAP FUND, L.P.

Investment adviser: DRIEHAUS CAPITAL MANAGEMENT LLC

Gross asset value
$14M
Beneficial owners
19
ADV minimum commitment
$500K

Reported in Form ADV on Aug 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer DRIEHAUS SECURITIES LLC CHICAGO, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

DRIEHAUS SECURITIES LLC
CRD 8197 · SEC 8-24024

Filing source

Form ADV 753294 · Aug 26, 2013 · Schedule D 7.B.(1), fund 805-9663408900

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michelle Cahoon Executive
Richard H. Driehaus Executive
N/A Driehaus Capital Management Llc Executive
N/A Driehaus Capital Management (Usvi) Llc Executive
Robert Gordon Executive
Jeffrey P. James Executive
Janet Mc Williams Executive
Mary Weiss Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Driehaus Capital Management Llc 25 East Erie Street
Chicago, IL, 60611