Form D · Hedge Fund

Driehaus Credit Opportunities Fund, L.P.

Chicago, IL · CIK 0001487230

Offering snapshot reported Mar 12, 2013 · SEC filing

Reported sold: $38.1M
Investors reported: 24
Minimum accepted: $250K
First sale: Mar 11, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$34,700,814 → $38,135,814
Reported investors23 → 24

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 12, 2013	Amendment	$38,135,814	$3,435,000vs Mar 12, 2012	24	SEC filing
Mar 12, 2012	Amendment	$34,700,814	$11,108,000vs Mar 11, 2011	23	SEC filing
Mar 11, 2011	Amendment	$23,592,814	$3,694,500vs Mar 16, 2010	20	SEC filing
Mar 16, 2010	Initial	$19,898,314	No comparison	18	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $106
Finders' fees: $0
Form D file number: 021-139659

The Investment Adviser pays up to 20% of its advisory fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Driehaus Securities LLC	8197

Source: Form D, filed Mar 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DRIEHAUS CREDIT OPPORTUNITIES FUND, L.P.

Investment adviser: DRIEHAUS CAPITAL MANAGEMENT LLC

Gross asset value: $27.9M
Beneficial owners: 21
ADV minimum commitment: $250K

Reported in Form ADV on Aug 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Marketer DRIEHAUS SECURITIES LLC CHICAGO, Illinois, United States Related to adviser: Yes

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

DRIEHAUS SECURITIES LLC
CRD 8197 · SEC 8-24024

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 753294 · Aug 26, 2013 · Schedule D 7.B.(1), fund 805-2282330179

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michelle L. Cahoon	Executive
Richard H. Driehaus	Executive
N/A Driehaus Capital Management Llc	Executive
N/A Driehaus Capital Management (Usvi) Llc	Promoter
Robert Gordon	Executive
Janet Mc Williams	Executive
K.C. Nelson	Executive
Heather S Paterson	Executive
Mary H. Weiss	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Driehaus Capital Management Llc 25 East Erie Street
Chicago, IL, 60611