Form D · Hedge Fund

Driehaus Appraisal Litigation Fund, L.P.

Chicago, IL · CIK 0001683178

Offering snapshot reported Aug 30, 2018 · SEC filing

Reported sold: $33.6M
Investors reported: 25
Minimum accepted: $1M
First sale: Aug 23, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 30, 2018	Amendment	$33,611,007	$0vs Sep 1, 2017	25	SEC filing
Sep 1, 2017	Amendment	$33,611,007	$16,754,007vs Sep 2, 2016	25	SEC filing
Sep 2, 2016	Initial	$16,857,000	No comparison	25	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-270033

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Driehaus Securities LLC	8197

Source: Form D, filed Aug 30, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DRIEHAUS APPRAISAL LITIGATION FUND, L.P.

Investment adviser: DRIEHAUS CAPITAL MANAGEMENT LLC

Gross asset value: $1.16M
Beneficial owners: 23
ADV minimum commitment: $1M

Reported in Form ADV on Feb 4, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST AND YOUNG LLP CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer DRIEHAUS SECURITIES LLC CHICAGO, Illinois, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST AND YOUNG LLP
PCAOB 42

DRIEHAUS SECURITIES LLC
CRD 8197 · SEC 8-24024

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1272594 · Feb 4, 2019 · Schedule D 7.B.(1), fund 805-2636197697

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michelle L. Cahoon	Executive
Richard H. Driehaus	Executive
N/A Driehaus Capital Management Llc	Executive
N/A Driehaus Capital Management (Usvi) Llc	Promoter
Robert Gordon	Executive
Stephen Kneeley	Executive
Janet Mc Williams	Executive
Matthew Schoenfeld	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Driehaus Capital Management Llc 25 East Erie Street
Chicago, IL, 60611