Form D · REITS and Finance
DRA G&I Fund IX REIT I LLC
New York, NY · CIK 0001730104
Offering snapshot reported Feb 1, 2018 · SEC filing
- Reported sold
- $750K Offering amount: $750K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $6K Reported outside-investor minimum
- First sale
- Jan 22, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 1, 2018 | Initial | $750,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $37.5K
- Finders' fees
- $0
- Form D file number
- Not reported
5% of total amount sold.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Phyllis Johnson | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Feb 1, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jean Marie Apruzzese | Director, Executive |
| Jason Borreo | Executive |
| Adam Breen | Executive |
| Valla Brown | Executive |
| N/A Dra G&I Fund Ix Industrial Llc | Promoter |
| David Gray | Director, Executive |
| David Luski | Director, Executive |
| Andrew E. Peltz | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
C/O Dra Advisors Llc 220 East 42 Nd Street, 27 Th Floor
New York, NY, 10017
New York, NY, 10017