Form D · Manufacturing

Dr. Lucy's, LLC

Norfolk, VA · CIK 0001473389

Offering snapshot reported Jul 19, 2011 · SEC filing

Reported sold
$620K
Offering amount: $1.12M
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 11, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 19, 2011Initial$620,000No comparison12SEC filing
Jun 8, 2011Initial$750,000No comparison8SEC filing
Oct 5, 2009Initial$1,000,000No comparison8SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$20K
Finders' fees
$0
Form D file number
021-163129
$10,000 was paid at the initial closing of this offering and the remaining $10,000 shall be paid at the closing of the remaining funding of $500,000, which funding is subject to the completion of certain milestones by the issuer

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Starshak Winzenburg & Co.26195

Source: Form D, filed Jul 19, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kelly Cornelis Director
Walter G. Freedman Director
Paul Gibney Director, Executive
Lucy Gibney Director, Executive
Brian Polencheck Executive
Charles Vosmik Director
Jeffrey Walters Director

Issuer details

Industry: Manufacturing (See others in industry)

Address:
930 Denison Avenue Suite 101 A
Norfolk, VA, 23513