Form D · Business Services
DPL Holding Corp
New York, NY · CIK 0001546651
Offering snapshot reported Oct 10, 2017 · SEC filing
- Reported sold
- $1.12M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 21, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 10, 2017 | Initial | $1,118,325 | No comparison | 5 | SEC filing |
| Mar 17, 2014 | Initial | $83,333 | No comparison | 1 | SEC filing |
| Nov 26, 2012 | Initial | $27,494,000 | No comparison | 22 | SEC filing |
| Apr 11, 2012 | Initial | $7,115,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-296276
This filing relates to grants and sales from time to time pursuant to the DPL Holding Corporation 2017 Unit Option Plan. For this purpose, Options are valued at their exercise price.
Source: Form D, filed Oct 10, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Anderson | Director |
| Barbara L. Burns | Executive |
| Peter Butterfield | Director |
| Baron Carlson | Director, Executive |
| Steven E. De Cillis, Ii | Executive |
| Thomas J. Gartland | Director |
| Sanford Krieger | Executive |
| Wayne A. Robinson | Director |
| Kevin T. Seltzer | Executive |
| Gary Smalley | Director |
| Bill Wade | Director |
| Todd Welsch | Director, Executive |
| Alan W. Wilkinson | Director, Executive |
Issuer details
Industry: Business Services (See others in industry)
Address:
C/O Aea Investors 666 Fifth Avenue, 36 Th Floor
New York, NY, 10103
New York, NY, 10103