Form D · Insurance
DPL Financial Partners, LLC
Louisville, KY · CIK 0001827723
Offering snapshot reported Nov 27, 2024 · SEC filing
- Reported sold
- $23M Offering amount: $23M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 12, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 27, 2024 | Initial | $22,999,068 | No comparison | 3 | SEC filing |
| Sep 6, 2022 | Initial | $20,000,000 | No comparison | 2 | SEC filing |
| Jan 13, 2021 | Initial | $11,000,000 | No comparison | 1 | SEC filing |
| Oct 8, 2020 | Initial | $15,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.51M
- Finders' fees
- $0
- Form D file number
- 021-530654
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FTP SECURITIES LLC | 129356 |
Source: Form D, filed Nov 27, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kunal Arora | Director |
| John Barkeley | Executive |
| David Lau | Director, Executive |
| Scott Leachman | Director |
| Chip Roame | Director |
| Brian Saunders | Director |
| Colin Savage | Director |
| Galen Shaffer | Director |
| David Smilow | Director |
Issuer details
Industry: Insurance (See others in industry)
Address:
1906 Stanley Gault Parkway
Louisville, KY, 40223
Louisville, KY, 40223