Form D · Hedge Fund

DPIP Via Series, a series of Alternative Strategies Direct Private Investment Program, LLC

Charlotte, NC · CIK 0001722453

Offering snapshot reported Nov 6, 2020 · SEC filing

Reported sold
$18.8M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 10, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.41M$18.8MNov 14, 2017: $13,760,000.00Nov 14, 2017Nov 6, 2018: $16,260,000.00Nov 6, 2018Nov 6, 2019: $17,497,250.00Nov 6, 2019Nov 6, 2020: $18,820,686.00Nov 6, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,497,250 → $18,820,686
  • Reported investors30 → 31

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 6, 2020Amendment$18,820,686$1,323,436vs Nov 6, 201931SEC filing
Nov 6, 2019Amendment$17,497,250$1,237,250vs Nov 6, 201830SEC filing
Nov 6, 2018Amendment$16,260,000$2,500,000vs Nov 14, 201728SEC filing
Nov 14, 2017Initial$13,760,000No comparison24SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$315K
Finders' fees
$0
Form D file number
021-298716

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Nov 6, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DPIP VIA SERIES

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$41.6M
Beneficial owners
52
ADV minimum commitment
$500K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer WELLS CAPITAL MANAGEMENT SINGAPORE SINGAPORE, Singapore Related to adviser: No
Marketer WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

WELLS CAPITAL MANAGEMENT SINGAPORE
CRD 165024 · SEC 801-76987

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-2727031411

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brigid Breen Executive
Rob Coltrin Executive
Daniel J. Mavico Executive
Britta Mc Corduck Executive
Sean Nicolosi Executive
Britta Perkio Executive
Michael Roman Executive
Adam Taback Executive
N/A Wells Fargo Investment Institute Inc Promoter
N/A Wells Fargo Investment Institute Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Wells Fargo Investment Institute Inc 401 S. Tryon Street
Charlotte, NC, 28202