Form D · Hedge Fund
DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC
New York, NY · CIK 0001765257
Offering snapshot reported Dec 19, 2023 · SEC filing
- Reported sold
- $8.7M Indefinite offering
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 14, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 19, 2023 | Amendment | $8,700,000 | $0vs Aug 10, 2022 | 19 | SEC filing |
| Aug 10, 2022 | Amendment | $8,700,000 | $0vs Nov 13, 2020 | 19 | SEC filing |
| Nov 13, 2020 | Amendment | $8,700,000 | $0vs Nov 15, 2019 | 19 | SEC filing |
| Nov 15, 2019 | Amendment | $8,700,000 | $500,000vs Jan 17, 2019 | 19 | SEC filing |
| Jan 17, 2019 | Initial | $8,200,000 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $174K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-330808
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| WELLS FARGO ADVISORS, LLC | 19616 |
Source: Form D, filed Dec 19, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rob Coltrin | Executive |
| N/A Icapital Ii Gp Llc | Promoter |
| Michael Korn | Executive |
| Daniel J. Mavico | Executive |
| Britta Perkio Mc Corduck | Executive |
| Sean Nicolosi | Executive |
| Britta Perkio Patterson | Executive |
| Michael Roman | Executive |
| Adam Taback | Executive |
| N/A Wells Fargo Investment Institute Inc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10165