Form D · Hedge Fund
DPIP Project Lion Series, a series of Alternative Strategies Direct Private Investment Program, LLC
Charlotte, NC · CIK 0001691622
Offering snapshot reported May 31, 2017 · SEC filing
- Reported sold
- $18M Indefinite offering
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 1, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 34
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 31, 2017 | Amendment | $18,020,000 | No comparison | 34 | SEC filing |
| Dec 6, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $360K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-275739
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wells Fargo Advisors, LLC | 19616 |
Source: Form D, filed May 31, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James F. Angelos | Executive |
| Rob Coltrin | Executive |
| Sean Nicolosi | Executive |
| Britta Perkio Patterson | Executive |
| Michael Roman | Executive |
| Adam Taback | Executive |
| N/A Wells Fargo Investment Institute Inc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Wells Fargo Investment Institute Inc 401 S. Tryon Street
Charlotte, NC, 28202
Charlotte, NC, 28202