Form D · Private Equity Fund

Dowling Capital Partners II, L.P.

Farmington, CT · CIK 0001614778

Offering snapshot reported Aug 7, 2014 · SEC filing

Reported sold: $125M
Investors reported: 14
Minimum accepted: $0
First sale: Jul 21, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 7, 2014	Amendment	$125,358,000	$0vs Aug 5, 2014	14	SEC filing
Aug 5, 2014	Initial	$125,358,000	No comparison	14	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-222315

Source: Form D, filed Aug 7, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DOWLING CAPITAL PARTNERS II, L.P.

Investment adviser: DOWLING CAPITAL MANAGEMENT, LLC

Gross asset value: $125K
Beneficial owners: 27
ADV minimum commitment: $10M

Reported in Form ADV on Aug 12, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LEVERPOINT MANAGEMENT, LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, LLP HARTFORD, Connecticut, United States

Custodian BANK OF AMERICA, N.A. HARTFORD, Connecticut, United States Related to adviser: No

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 838456 · Aug 12, 2014 · Schedule D 7.B.(1), fund 805-9127745741

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Dowling Capital Partners I, L.P.	Oct 31, 2011	$92,390,762	10
Dowling Capital Partners II, L.P. (this fund)	Aug 7, 2014	$125,358,000	14

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffery B. Cappel	Executive
Vincent J. Dowling	Executive
Dowling Capital Founders Ii, Llc	Executive
Dowling Capital Ii, Llc	Executive, Promoter
Dowling Capital Management, Llc	Promoter
Dowling Capital Slp Ii, Llc	Executive
Cappel B. Jeffery	Executive
David K. Zweiner	Executive
David K. Zwiener	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

190 Farmington Avenue
Farmington, CT, 06032