Form D · Private Equity Fund
Dover Street IX L.P.
Boston, MA · CIK 0001660742
Offering snapshot reported Jul 21, 2016 · SEC filing
- Reported sold
- $3.92B Indefinite offering
- Investors reported
- 74 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 22, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 74
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 21, 2016 | Amendment | $3,922,301,200 | No comparison | 74 | SEC filing |
| Dec 11, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-252875
Includes sales commissions of Fund and affiliated funds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Not Applicable | None | Norbert Enste |
| None | None | Dongbu Securities Co., Ltd. |
Source: Form D, filed Jul 21, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
DOVER STREET IX L.P.
Investment adviser: HARBOURVEST PARTNERS, LLC
- Gross asset value
- $16.1B
- Beneficial owners
- 337
- ADV minimum commitment
- $75K
Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG
PCAOB 42
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Filing source
Form ADV 2119531 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-6198007928
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George R. Anson | Executive |
| Kathleen M. Bacon | Executive |
| Dover Ix Associates L.P. | Promoter |
| Brett A. Gordon | Executive |
| Jeffrey R. Keay | Executive |
| Peter Lipson | Executive |
| John G. Morris | Executive |
| Julia H. Ocko | Executive |
| Alex A. Rogers | Executive |
| Gregory V. Stento | Executive |
| Michael W. Taylor | Executive |
| Hemal Thakore | Executive |
| John M. Toomey, Jr. | Executive |
| Mary Traer | Executive |
| Scott C. Voss | Executive |
| Robert M. Wadsworth | Executive |
| Peter G. Wilson | Executive |
| D. Brooks Zug | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02111