Form D · Private Equity Fund
Dover Street IX Cayman Fund L.P.
Boston, MA · CIK 0001660743
Offering snapshot reported Jul 21, 2016 · SEC filing
- Reported sold
- $2.35B Indefinite offering
- Investors reported
- 181 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 22, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 181
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 21, 2016 | Amendment | $2,347,851,200 | No comparison | 181 | SEC filing |
| Dec 11, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-252878
Includes sales commissions of Fund and affiliated funds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Not Applicable | None | Norbert Enste |
| None | None | Dongbu Securities Co., Ltd. |
Source: Form D, filed Jul 21, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George R. Anson | Executive |
| Kathleen M. Bacon | Executive |
| Dover Ix Associates L.P. | Promoter |
| Brett A. Gordon | Executive |
| Jeffrey R. Keay | Executive |
| Peter Lipson | Executive |
| John G. Morris | Executive |
| Julia H. Ocko | Executive |
| Alex A. Rogers | Executive |
| Gregory V. Stento | Executive |
| Michael W. Taylor | Executive |
| Hemal Thakore | Executive |
| John M. Toomey, Jr. | Executive |
| Mary Traer | Executive |
| Scott C. Voss | Executive |
| Robert M. Wadsworth | Executive |
| Peter G. Wilson | Executive |
| D. Brooks Zug | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Harbourvest Partners, Llc One Financial Center, 44 Th Floor
Boston, MA, 02111
Boston, MA, 02111