Form D · Other
Douglas Lake Minerals Inc.
Vancouver, A1 · CIK 0001297223
Offering snapshot reported Apr 5, 2011 · SEC filing
- Reported sold
- $5.54M Offering amount: $12.4M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 29, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 5, 2011 | Initial | $5,540,000 | No comparison | 5 | SEC filing |
| Apr 5, 2011 | Initial | $1,545,600 | No comparison | 22 | SEC filing |
| Sep 10, 2009 | Initial | $15,000 | No comparison | 1 | SEC filing |
| Jul 7, 2009 | Initial | $348,000 | No comparison | 11 | SEC filing |
| Apr 15, 2009 | Initial | $26,000 | No comparison | Not reported | SEC filing |
| Nov 13, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 26, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 20, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 1, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 12, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 31, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 1, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $448K
- Form D file number
- 021-157857
13(a) equals the price of the units (12,311,110 units @ $0.45), plus the aggregate exercise price of the warrants forming part of the units together with agent's warrants (13,172,888 warrants @ $0.52). There is no guarantee the warrants will be exercised.
In addition to the cash finder's fee the agent also received 861,778 warrants exercisable at $0.52 for a period of 30 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RODMAN & RENSHAW, LLC | 16415 |
Source: Form D, filed Apr 5, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Douglas Boateng | Director |
| Medard M.C. Kalemani | Director |
| Reginald Mengi | Director, Executive |
| Charles Xavier Mnguto | Director, Executive |
| Herminder Rai | Executive |
| Joseph Rugumyamheto | Director |
| Harpreet Singh Sangha | Director, Executive |
| Reyno Scheepers | Director |
| Sylvia Tang | Executive |
| Wenqin Zhang | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 500, 666 Burrard Street
Vancouver, A1, V6C 3P6
Vancouver, A1, V6C 3P6