Form D · Other Banking and Financial Services
Dougherty Structured Residual I LLC
Minneapolis, MN · CIK 0001718175
Offering snapshot reported Oct 26, 2017 · SEC filing
- Reported sold
- $7M Offering amount: $7M
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 24, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 19
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 26, 2017 | Amendment | $7,000,000 | No comparison | 19 | SEC filing |
| Oct 4, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $500K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-295939
Placement fee equal to $500,000 of the amounts received.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dougherty & Company LLC | 7477 | Dougherty & Company LLC · CRD 7477 |
Source: Form D, filed Oct 26, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael E. Dougherty | Director |
| David B. Juran | Director |
| Gerald A. Kraut | Director, Executive |
| Michelle M. Sandberg | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
90 South Seventh Street Suite 4300
Minneapolis, MN, 55402
Minneapolis, MN, 55402