Form D · Hedge Fund

Dorset Energy Fund Ltd

Pembroke, D0 · CIK 0001504294

Offering snapshot reported Oct 5, 2018 · SEC filing

Reported sold
$66.5M
Indefinite offering
Investors reported
26
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Nov 1, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$98.1M$196MOct 26, 2010: $196,170,000.00Oct 26, 2010Oct 26, 2011: $176,133,000.00Nov 7, 2012: $192,196,000.00Oct 1, 2013: $167,890,000.00Oct 30, 2014: $184,988,000.00Oct 30, 2015: $100,728,000.00Nov 9, 2016: $101,156,000.00Jan 24, 2018: $69,883,000.00Oct 5, 2018: $66,462,000.00Oct 5, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$69,883,000 → $66,462,000
  • Reported investors39 → 26

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 5, 2018Amendment$66,462,000-$3,421,000vs Jan 24, 201826SEC filing
Jan 24, 2018Amendment$69,883,000-$31,273,000vs Nov 9, 201639SEC filing
Nov 9, 2016Amendment$101,156,000$428,000vs Oct 30, 201562SEC filing
Oct 30, 2015Amendment$100,728,000-$84,260,000vs Oct 30, 201479SEC filing
Oct 30, 2014Amendment$184,988,000$17,098,000vs Oct 1, 201367SEC filing
Oct 1, 2013Amendment$167,890,000-$24,306,000vs Nov 7, 201261SEC filing
Nov 7, 2012Amendment$192,196,000$16,063,000vs Oct 26, 201171SEC filing
Oct 26, 2011Amendment$176,133,000-$20,037,000vs Oct 26, 201078SEC filing
Oct 26, 2010Initial$196,170,000No comparison77SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$944K
Finders' fees
$0
Form D file number
021-149590
Item (b) represents the total amount outstanding as of the date of this filing in reliance on the Regulation D exemption. The original Form D was filed by paper in November 2000.
The amount of sales commission represents the portion of management and incentive fees paid to BNY Mellon, N.A. to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
BNY Mellon, N.A.None
Optima Securities LLC16881

Source: Form D, filed Oct 5, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE DORSET ENERGY FUND LIMITED

Investment adviser: DFT ENERGY LP

Gross asset value
$104M
Beneficial owners
102
ADV minimum commitment
$250K

Reported in Form ADV on Mar 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (BERMUDA) LIMITED PEMBROKE HM 08, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE HAMILTON, HM 12, Bermuda
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian HSBC INSTITUTIONAL TRUST SERVICES (BERMUDA) LIMITED HAMILTON, HM 11, Bermuda Related to adviser: No
Marketer OPTIMA MANAGMENT PARTNERS, L.P. PEMBROKE HM08, Bermuda Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE
PCAOB 5230

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1159513 · Mar 26, 2018 · Schedule D 7.B.(1), fund 805-5622494853

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dennie Dixon Boardman Director
John Charles Ross Collis Director
Thomas Haskins Davis Director
Neil Glass Director
Ronald Aaron Lake Director
Geoffrey Manfred Lewis Director
Optima Management Partners Lp Promoter
Robert Richard Rans Director
William Donald Thomson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
The Belvedere Building 69 Pitts Bay Road, 2 Nd Floor
Pembroke, D0, HM08