Form D · Other

DOROTHY OF OZ LLC

Burbank, CA · CIK 0001371994

Offering snapshot reported Jan 15, 2014 · SEC filing

Reported sold
$33M
Offering amount: $33M
Investors reported
1,014
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Jul 14, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.5M$33MJul 31, 2009: $17,789,665.00Jul 31, 2009Aug 5, 2009: $17,789,665.00Jul 1, 2010: $17,789,665.00Jul 1, 2010Jul 5, 2011: $31,891,443.00Jul 5, 2011Jan 15, 2014: $33,000,000.00Jan 15, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,891,443 → $33,000,000
  • Reported investors882 → 1,014

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 15, 2014Amendment$33,000,000$1,108,557vs Jul 5, 20111,014SEC filing
Jul 5, 2011Amendment$31,891,443$14,101,778vs Jul 1, 2010882SEC filing
Jul 1, 2010Amendment$17,789,665$0vs Aug 5, 2009882SEC filing
Aug 5, 2009Amendment$17,789,665$0vs Jul 31, 2009882SEC filing
Jul 31, 2009Initial$17,789,665No comparison882SEC filing
Aug 2, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-93398
Limited Liability Company Interests

Source: Form D, filed Jan 15, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Neil Kaufman Executive

Issuer details

Industry: Other (See others in industry)

Address:
2600 West Olive Avenue #500
Burbank, CA, 91505