Form D · Other Investment Fund
DONALD RIVERS GOOLSBY WHFIT
Richmond Heghts, OH · CIK 0001688912
Offering snapshot reported Jan 12, 2017 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 12, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Debt, Pooled investment fund, Tenant in common, Mineral property
- Exemptions
- 04, 05, 04.1, 04.2, 06c, 04.3, 4a5, 3C, 3C.1, 3C.9, 3C.2, 3C.10, 3C.3, 3C.11, 3C.4, 3C.12, 3C.5, 3C.13, 3C.6, 3C.14, 3C.7
- Duration over one year
- Yes
- Business combination
- Yes
- Sales commissions
- $500 (estimated)
- Finders' fees
- $500 (estimated)
- Form D file number
- 021-278302
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dennis Peter Barba | 1852387 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CRD 11025 |
Source: Form D, filed Jan 12, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Donald Rivers Goolsby | Director, Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
5247 Wilson Mills Rd. #544
Richmond Heghts, OH, 44143
Richmond Heghts, OH, 44143