Form D · Other Technology
DOCUMENT SECURITY SYSTEMS INC
Rochester, NY · CIK 0000771999
Offering snapshot reported Oct 4, 2012 · SEC filing
- Reported sold
- $2.75M Offering amount: $2.75M
- Investors reported
- 36 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 1, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 4, 2012 | Initial | $2,751,048 | No comparison | 36 | SEC filing |
| Feb 15, 2012 | Initial | $3,000,000 | No comparison | 3 | SEC filing |
| Jul 27, 2010 | Initial | $1,200,000 | No comparison | 22 | SEC filing |
| Dec 17, 2009 | Initial | $0 | No comparison | 2 | SEC filing |
| Nov 10, 2009 | Initial | $1,491,000 | No comparison | 18 | SEC filing |
| Jun 17, 2009 | Initial | $420,000 | No comparison | 5 | SEC filing |
| Jul 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 10, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $248K
- Finders' fees
- $0
- Form D file number
- 021-185064
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dawson James Securities, Inc. | 130645 |
Source: Form D, filed Oct 4, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tomothy Ashman | Director |
| Timothy Ashman | Director |
| Robert Bzdick | Director, Executive |
| John Cronin | Director |
| Robert Fagenson | Director |
| Ira Greenstein | Director |
| Alan Harrison | Director |
| Greenstein A. Ira | Director |
| Philip Jones | Executive |
| David Klein | Director |
| Roger O'brien | Director |
| Patrick White | Director, Executive |
| David Wicker | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
28 East Main Street, Suite 1525
Rochester, NY, 14614
Rochester, NY, 14614