Form D · Other Health Care
DOCTORS RESEARCH GROUP INC
Southbury, CT · CIK 0001051040
Offering snapshot reported Jan 6, 2011 · SEC filing
- Reported sold
- $7.7M Offering amount: $15M
- Investors reported
- 53 Form D · investor count
- Minimum accepted
- $6.44K Reported outside-investor minimum
- First sale
- Dec 10, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 6, 2011 | Initial | $7,697,456 | No comparison | 53 | SEC filing |
| Mar 11, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 5, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 20, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Equity
- Exemptions
- 06, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $179K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-153176
None. But persons including associates of Mackie Research Capital Corp., which sold Shares in Canada, purchased shares from Richard Deslauriers at a discount to the offering price. See item 12.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| James, Brenda, Jeffrey & Andrew Mackie | None | Mackie Research Capital Corporation |
| Emily Radtke, Kent Racz | None | Mackie Research Capital Corporation |
Source: Form D, filed Jan 6, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard J. Deslauriers | Director, Executive |
| William Doyle | Director |
| Timothy Ganey | Director |
| Joseph Jannetty | Executive |
| Joseph Kainz | Director |
| James R Lawson | Executive |
| John Sfondrini | Director |
| Frederick Thabet | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
547 Heritage Road, Suite 202
Southbury, CT, 06488
Southbury, CT, 06488