Form D · Other Investment Fund
DMR TALF & ABS Fund Ltd.
Grand Cayman, E9 · CIK 0001469513
Offering snapshot reported Aug 4, 2009 · SEC filing
- Reported sold
- $25M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jul 27, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 4, 2009 | Initial | $25,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $20K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-133324
John Hancock Distributors LLC, an affiliate of the Sponsor, has received a one-time offering fee with respect to the fund of $20,000 from the Sponsor and receives a yearly service fee of $7,500 from the Sponsor for its services as the placement agent.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John Hancock Distributors LLC | 5249 |
Source: Form D, filed Aug 4, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Bree | Director |
| N/A Declaration Management & Research Llc | Promoter |
| Roger Hanson | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104
Grand Cayman, E9, KY1-1104