Form D · Private Equity Fund

DLC Mortgages, LLC

Seattle, WA · CIK 0001771977

Offering snapshot reported Mar 29, 2019 · SEC filing

Reported sold: $31M
Investors reported: 1
Minimum accepted: $0
First sale: Aug 10, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 29, 2019	Initial	$31,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $202K
Finders' fees: $0
Form D file number: 021-336062

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Bristol Investment Group, Inc.	39684

Source: Form D, filed Mar 29, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DLC MORTGAGES, LLC

Investment adviser: OAK HARBOR CAPITAL, LLC

Gross asset value: $21.1M
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CHERRY BEKAERT LLP RALEIGH, North Carolina, United States

Custodian JP MORGAN CHASE, N.A. COLUMBUS, Ohio, United States Related to adviser: No

Custodian WEINSTEIN & RILEY, PC ABILENE, Texas, United States Related to adviser: Yes

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Marketer BRISTOL INVESTMENT GROUP, INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CHERRY BEKAERT LLP
PCAOB 677

BRISTOL INVESTMENT GROUP, INC.
CRD 39684 · SEC 8-48790

Filing source

Form ADV 2075828 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-3121569027

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Oak Harbor Capital, Llc Oak Harbor Capital, Llc	Promoter
William Stephen Weinstein	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2003 Western Ave. Suite 340
Seattle, WA, 98121