Form D · Hedge Fund
DK Distressed Opportunities Access LLC
New York, NY · CIK 0001727973
Offering snapshot reported Apr 5, 2024 · SEC filing
- Reported sold
- $83.1M Indefinite offering
- Investors reported
- 220 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 1, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$83,045,000 → $83,070,400
- Reported investors219 → 220
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 5, 2024 | Amendment | $83,070,400 | $25,400vs Apr 6, 2023 | 220 | SEC filing |
| Apr 6, 2023 | Amendment | $83,045,000 | $199,600vs Apr 6, 2022 | 219 | SEC filing |
| Apr 6, 2022 | Amendment | $82,845,400 | $5,092,000vs Apr 6, 2021 | 218 | SEC filing |
| Apr 6, 2021 | Amendment | $77,753,400 | No comparison | Not reported | SEC filing |
| Apr 6, 2020 | Amendment | $47,454,400 | $14,420,900vs Apr 5, 2019 | 142 | SEC filing |
| Apr 5, 2019 | Amendment | $33,033,500 | $2,980,000vs Jan 11, 2019 | 96 | SEC filing |
| Jan 11, 2019 | Amendment | $30,053,500 | $24,862,190vs Jan 11, 2018 | 85 | SEC filing |
| Jan 11, 2018 | Initial | $5,191,310 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.08M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-303035
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Apr 5, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services, L.L.C. | Executive |
| Andrea Capeci | Executive |
| Dominick Carlino | Executive |
| Nancy Fahmy | Executive |
| Scott Huff | Executive |
| N/A I Capital Alternative Investments Llc ("I Capital") | Executive |
| Barbra E. Kocsis | Executive |
| John V. Leale | Executive |
| N/A Maples Fiduciary Services (Delaware) Inc. ("Mfsd Inc.") | Executive |
| Ninon B. Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Greg Parets | Executive |
| Edward L. Truitt, Jr. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
60 East 42nd Street, 26th Floor
New York, NY, 10165
New York, NY, 10165