Form D · Hedge Fund

DIVERSIFIED OPPORTUNITIES FUND LTD.

Road Town, Tortola, D8 · CIK 0001614057

Offering snapshot reported Jul 25, 2017 · SEC filing

Reported sold
$1.32M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$662K$1.32MJul 29, 2014: $1,223,044.00Jul 29, 2014Jul 29, 2015: $1,323,044.00Jul 29, 2015Jul 27, 2016: $1,323,044.00Jul 27, 2016Jul 25, 2017: $1,323,044.00Jul 25, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 25, 2017Amendment$1,323,044$0vs Jul 27, 20167SEC filing
Jul 27, 2016Amendment$1,323,044$0vs Jul 29, 20157SEC filing
Jul 29, 2015Amendment$1,323,044$100,000vs Jul 29, 20147SEC filing
Jul 29, 2014Initial$1,223,044No comparison6SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-221946
The total amount sold and the number of investors reflect only sales to US Investors. Redemptions and/or withdrawals are not taken into consideration.
Class A Shares. The minimum amount reflected in Item 11 may be waived at the sole discretion of the Investment Manager of the Issuer.

Source: Form D, filed Jul 25, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIVERSIFIED OPPORTUNITIES FUND LTD.

Investment adviser: RBC ROCHDALE, LLC

Gross asset value
$17.1M
Beneficial owners
38
ADV minimum commitment
$10K

Reported in Form ADV on Mar 11, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANK MILWAUKEE, Wisconsin, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor EISNER AMPER PHILADELPHIA, Pennsylvania, United States
Custodian VP (BVI) BANK LTD BVI, British Virgin Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNER AMPER
PCAOB 274

Filing source

Form ADV 1283818 · Mar 11, 2019 · Schedule D 7.B.(1), fund 805-2359951867

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mitchell Cepler Executive
N/A City National Rochdale, Llc Promoter
Garrett R. D'alessandro Executive, Promoter
Garrett R. D?Alessandro Promoter
Greg Francoeur Executive
Francesco Michael Gozzillo Executive
Daniel A. Hanwacker Director
Kurt Hawkesworth Executive
Jon C. Hunt Director
Jay C. Nadel Director
William O'donnell Executive
Neal Rubin Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ogier Fiduciary Services (Bvi) Ltd Nemours Chambers, Box 3170
Road Town, Tortola, D8, 00000