Form D · Hedge Fund

DIVERSIFICATION FUND LLC

New York, NY · CIK 0001461061

Offering snapshot reported Mar 16, 2012 · SEC filing

Reported sold: $172M
Investors reported: 6
Minimum accepted: $1M
First sale: Jun 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 16, 2012	Amendment	$172,252,263	$0vs Mar 17, 2011	6	SEC filing
Mar 17, 2011	Amendment	$172,252,263	$24,681,491vs Mar 19, 2010	6	SEC filing
Mar 19, 2010	Amendment	$147,570,772	No comparison	5	SEC filing
Mar 18, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-129762

Source: Form D, filed Mar 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIVERSIFICATION FUND LLC

Investment adviser: AMUNDI INVESTMENTS USA, LLC

Gross asset value: $28.5M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Oct 5, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CACEIS (BERMUDA) LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda

Custodian RBC BANK ROCKY MOUNT, North Carolina, United States Related to adviser: No

Marketer OUNAVARRA CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

OUNAVARRA CAPITAL LLC
CRD 143381 · SEC 8-67556

Filing source

Form ADV 672452 · Oct 5, 2012 · Schedule D 7.B.(1), fund 805-2000513752

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
. Amundi Alternative Investments Llc	Executive, Promoter
. Amundi Investment Solutions Americas Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Amundi Alternative Investments Llc 1301 Ave Of The Americas, 38 Fl
New York, NY, 10019