Form D · Hedge Fund

DIVERSE PARTNERS OFFSHORE SPC, LTD - ETF VOLATILITY SEGREGATED PORTFOLIO

George Town, Grand Cayman, E9 · CIK 0001643467

Offering snapshot reported Dec 6, 2018 · SEC filing

Reported sold
$12.5M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.24M$12.5MMay 27, 2015: $2,500,000.00May 27, 2015May 27, 2016: $8,529,500.00May 27, 2016May 23, 2017: $10,474,500.00May 23, 2017May 22, 2018: $12,474,500.00Dec 6, 2018: $12,474,500.00Dec 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 6, 2018Amendment$12,474,500$0vs May 22, 201810SEC filing
May 22, 2018Amendment$12,474,500$2,000,000vs May 23, 201710SEC filing
May 23, 2017Amendment$10,474,500$1,945,000vs May 27, 201610SEC filing
May 27, 2016Amendment$8,529,500$6,029,500vs May 27, 20159SEC filing
May 27, 2015Initial$2,500,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-240635
The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ALAN D. GLATT1587515ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC · CRD 135131
DAVID W. RHUDY1320286ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC · CRD 135131
MELISSA D. GREENBERG5587251ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC · CRD 135131

Source: Form D, filed Dec 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIVERSE PARTNERS OFFSHORE SPC, LTD - ETF VOLATILITY SEGREGATED PORTOFOLIO

Investment adviser: DIVERSE CAPITAL MANAGEMENT, LLC

Gross asset value
$9.85M
Beneficial owners
13
ADV minimum commitment
$1M

Reported in Form ADV on May 23, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CACEIS CANADA MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian SOCIETE GENERALE NEW YORK, New York, United States Related to adviser: No
Marketer PROTOCOL CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker SOCIETE GENERALE NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1117447 · May 23, 2017 · Schedule D 7.B.(1), fund 805-2106662733

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Castaldy Director
John P. Cordero Director
Diverse Capital Management, Llc Executive, Promoter
Jasper Kang Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Intertrust Corp Services (Cayman) Ltd 190 Elgin Avenue
George Town, Grand Cayman, E9, KY1-9005