Form D · Other Investment Fund
DivcoWest Fund IV REIT, LLC
San Francisco, CA · CIK 0001581616
Offering snapshot reported Jan 7, 2014 · SEC filing
- Reported sold
- $623M Offering amount: $888M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 26, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$599,492,218 → $623,117,211
- Reported investors10 → 15
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 7, 2014 | Amendment | $623,117,211 | $23,624,993vs Dec 20, 2013 | 15 | SEC filing |
| Dec 20, 2013 | Amendment | $599,492,218 | $474,492,218vs Sep 10, 2013 | 10 | SEC filing |
| Sep 10, 2013 | Initial | $125,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 3C, 3C.1, 3C.5, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $4.26M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Greenhill & Co., LLC | 40290 | |
| H & L Equities, LLC | 113794 | |
| Charles B. Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Phyllis J. Beck | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Jan 7, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven Dietsch | Executive |
| N/A Divco West Fund Iv Lp Gp, Llc | Director |
| N/A Divco West Fund Iv Reit Gp, Llc | Director |
| Edwin Knetzger | Executive |
| Robert Mashaal | Executive |
| Jacqueline U. Moore | Executive |
| Steve Novick | Executive |
| Stuart Z. Shiff | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94105