Form D · Other Investment Fund

DivcoWest Fund III REIT, LLC

San Francisco, CA · CIK 0001525763

Offering snapshot reported Jan 3, 2012 · SEC filing

Reported sold
$460M
Offering amount: $500M
Investors reported
152
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 15, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$230M$460MJul 25, 2011: $155,000,000.00Jul 25, 2011Jan 3, 2012: $460,275,000.00Jan 3, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$155,000,000 → $460,275,000
  • Reported investors4 → 152

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 3, 2012Amendment$460,275,000$305,275,000vs Jul 25, 2011152SEC filing
Jul 25, 2011Initial$155,000,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.1, 3C.5, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$2.03M (estimated)
Finders' fees
$0
Form D file number
Not reported
The offering is closed.
A series of preferred shares are issued for DivcoWest Fund III REIT, LLC.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GREENHILL & CO., LLC40290
H & L Equities, LLC113794
Charles B. Harrison3071551H & L Equities, LLC · CRD 113794
Phyllis J. Beck1020488H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794

Source: Form D, filed Jan 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven Dietsch Executive
N/A Divcowest Fund Iii Reit Gp, Llc Director
Edwin Knetzger Executive
Robert Mashaal Executive
Jacqueline Moore Executive
Steve Novick Executive
Stuart Z. Shiff Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
575 Market Street 35 Th Floor
San Francisco, CA, 94105