Form D · Private Equity Fund

Dislocation Opportunities Access Fund (U.S.), L.P.

New York, NY · CIK 0001598036

Offering snapshot reported Jan 27, 2014 · SEC filing

Reported sold
$17.5M
Indefinite offering
Investors reported
41
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 13, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 27, 2014Initial$17,500,000No comparison41SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$302K (estimated)
Finders' fees
$0
Form D file number
021-210770
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneDeutsche Bank Securities Inc. · CRD 2525

Source: Form D, filed Jan 27, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DISLOCATION OPPORTUNITIES ACCESS FUND (U.S.)

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$4.28M
Beneficial owners
42
ADV minimum commitment
$500K

Reported in Form ADV on Jan 5, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

Filing source

Form ADV 1810240 · Jan 5, 2024 · Schedule D 7.B.(1), fund 805-4631535819

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
None Dislocation Access Fund Gp, Ltd. Promoter
Christopher Humphries Director
None Southern Management Services Ltd. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Deutsche Bank Group, Private Equity 345 Park Avenue
New York, NY, 10154