Form D · Other Investment Fund

Directional Quantitative Equity Fund LLC

Rockville, MD · CIK 0001394508

Offering snapshot reported Nov 10, 2011 · SEC filing

Reported sold: $123M
Investors reported: 236
Minimum accepted: $250K
First sale: Aug 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 10, 2011	Amendment	$123,315,687	$0vs Apr 5, 2011	236	SEC filing
Apr 5, 2011	Amendment	$123,315,687	$0vs Apr 8, 2010	236	SEC filing
Apr 8, 2010	Amendment	$123,315,687	No comparison	236	SEC filing
Mar 20, 2007	Paper	Not reported	No comparison	Not reported

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-101449

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fortigent Securities Company, LLC	46022

Source: Form D, filed Nov 10, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIRECTIONAL QUANTITATIVE EQUITY FUND, LLC

Investment adviser: FORTIGENT, LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $250K

Reported in Form ADV on Dec 9, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.D. CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SALT LAKE CITY, Utah, United States

Custodian STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 770008 · Dec 9, 2013 · Schedule D 7.B.(1), fund 805-9236752552

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Littleton	Executive
Fortigent Strategies Company, Llc N/A	Promoter
Fortigent, Llc N/A	Promoter
Andrew Putterman	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2600 Tower Oaks Blvd Suite 300
Rockville, MD, 20852