Form D · Other Investment Fund

Direct Lending Income Fund, L.P.

Glendale, CA · CIK 0001575328

Offering snapshot reported Sep 21, 2018 · SEC filing

Reported sold: $198M
Investors reported: 158
Minimum accepted: $83.9K
First sale: Sep 7, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 21, 2018	Initial	$198,497,125	No comparison	158	SEC filing
Apr 20, 2018	Amendment	$1,453,530,187	$627,972,959vs Apr 20, 2017	1,739	SEC filing
Apr 20, 2017	Amendment	$825,557,228	$361,198,695vs Mar 11, 2016	1,361	SEC filing
Mar 11, 2016	Amendment	$464,358,533	$406,040,646vs Feb 11, 2015	885	SEC filing
Apr 16, 2015	Amendment	$52,971,563	-$5,346,324vs Feb 11, 2015	228	SEC filing
Feb 11, 2015	Amendment	$58,317,887	$54,409,363vs Apr 25, 2013	228	SEC filing
Apr 25, 2013	Initial	$3,908,524	No comparison	34	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.6
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-321936

Rescission offer to existing investors

Source: Form D, filed Sep 21, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIRECT LENDING INCOME FUND, LP

Investment adviser: DIRECT LENDING INVESTMENTS, LLC

Gross asset value: $649M
Beneficial owners: 950
ADV minimum commitment: $250K

Reported in Form ADV on Feb 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States

Custodian MILLENNIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No

Marketer GROWTH CAPITAL SERVICES, INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer RAINMAKER SECURITIES, LLC ST. LOUIS, Missouri, United States Related to adviser: No

Marketer RELIANCE WORLDWIDE INVESTMENTS, LLC GURNEE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

GROWTH CAPITAL SERVICES, INC.
CRD 124658

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

RELIANCE WORLDWIDE INVESTMENTS, LLC
CRD 143546 · SEC 8-67575

Filing source

Form ADV 1281137 · Feb 25, 2019 · Schedule D 7.B.(1), fund 805-3501934828

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Yasser Ahmad	Executive, Promoter
Lawrence Brogan	Executive, Promoter
N/A Direct Lending Investments, Llc	Promoter
Robert P. Enayati	Executive
Andrew J Kim	Executive
Maria Larsen	Executive, Promoter
Bryce C Mason	Executive
Brendan Ross	Executive, Promoter
Frank Turner	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

550 N. Brand Blvd. Suite 2000
Glendale, CA, 91203