Form D · Commercial
DIRECT INVEST - WINDING BROOK DRIVE LLC
Boston, MA · CIK 0001447208
Offering snapshot reported Jul 20, 2009 · SEC filing
- Reported sold
- $2.16M Offering amount: $9.92M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $289K Reported outside-investor minimum
- First sale
- Sep 19, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 20, 2009 | Amendment | $2,156,608 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $53K
- Finders' fees
- $0
- Form D file number
- 021-123202
the amount sold since the last amendment was $589,248.00; however $2,156,608 has been sold since the beginning of the offering
this is the sales commission in connection with the sale of $589,248.00
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Anne Hayward | 1687026 | Steven A. Falk & Associates · CRD 14297 |
| Thomas Woods | 4916648 | Direct Capital Securities · CRD 29639 |
Source: Form D, filed Jul 20, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Clary | Executive |
| Peter Evans | Executive |
| William Rand | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
10 City Square Suite 200
Boston, MA, 02129
Boston, MA, 02129