Form D · Other Health Care

Direct Flow Medical, Inc.

Santa Rosa, CA · CIK 0001296743

Offering snapshot reported Jul 22, 2016 · SEC filing

Reported sold
$27.1M
Offering amount: $32.3M
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 16, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.6M$27.1MMar 31, 2016: $15,081,184.00Mar 31, 2016Jul 22, 2016: $27,100,143.00Jul 22, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,081,184 → $27,100,143
  • Reported investors7 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 22, 2016Amendment$27,100,143$12,018,959vs Mar 31, 201611SEC filing
Apr 14, 2016Amendment$30,984,431$13,920,824vs Dec 5, 201436SEC filing
Mar 31, 2016Initial$15,081,184No comparison7SEC filing
Dec 5, 2014Initial$17,063,607No comparison27SEC filing
Apr 17, 2012Amendment$40,284,325$284,326vs Oct 1, 200918SEC filing
Oct 1, 2009Initial$39,999,999No comparison11SEC filing
Oct 10, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 23, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Debt, Option to acquire, Security to be acquired, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-260400
Sale and issuance of Series A-1 Preferred Stock, Series AA Preferred Stock, Convertible Note, Warrant to purchase Series A-1 or Preferred Stock, Series A-1 or Preferred Stock upon exercise; and the underlying Common Stock issuable upon conversion.

Source: Form D, filed Jul 22, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Yuval Binur Director
Gordon Bishop Director, Executive
David Boyle Executive
Mike Burgess Executive
J. Daniel Cole Director
Charles J. Davidson Executive
Jeani Delagardelle Director
Michael De Vries Director
David R. Elizondo Executive
George Fazio Director
Paul La Violette Director
Dan T. Lemaitre Director, Executive
Bernard E. Lyons Director, Executive
Greg Madden Director
Scott Moonly Director
Laura Nagel Executive
Chris Richardson Executive
Dan Rose Executive
Renee Ryan Director
Julie Selstrom Executive
Brian Sheahan Executive
Jay Shukert Executive
John Sullivan Director
Mark Weeks Executive
Lee Wrubel Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
451 Aviation Blvd., Suite 107 A
Santa Rosa, CA, 95403