Form D · Hedge Fund

DIKER MICRO-CAP FUND, LP

New York, NY · CIK 0001460913

Offering snapshot reported Mar 17, 2017 · SEC filing

Reported sold
$74M
Indefinite offering
Investors reported
109
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37M$74MMar 16, 2009Mar 15, 2010: $23,041,297.00Mar 15, 2011: $34,466,722.00Mar 15, 2012: $40,717,665.00Mar 15, 2013: $37,415,986.00Mar 17, 2014: $71,320,691.00Mar 17, 2015: $71,995,691.00Mar 17, 2016: $72,462,339.00Mar 17, 2017: $73,995,691.00Mar 17, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$72,462,339 → $73,995,691
  • Reported investors108 → 109

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2017Amendment$73,995,691$1,533,352vs Mar 17, 2016109SEC filing
Mar 17, 2016Amendment$72,462,339$31,744,674vs Mar 15, 2012108SEC filing
Mar 17, 2015Amendment$71,995,691$31,278,026vs Mar 15, 2012110SEC filing
Mar 17, 2014Amendment$71,320,691$30,603,026vs Mar 15, 2012106SEC filing
Mar 15, 2013Amendment$37,415,986-$3,301,679vs Mar 15, 201249SEC filing
Mar 15, 2012Amendment$40,717,665No comparison60SEC filing
Mar 15, 2011Amendment$34,466,722No comparison50SEC filing
Mar 15, 2010Amendment$23,041,297No comparison33SEC filing
Mar 16, 2009PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129711

Source: Form D, filed Mar 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIKER MICRO-CAP FUND LP

Investment adviser: DIKER MANAGEMENT LLC

Gross asset value
$20.8M
Beneficial owners
30
ADV minimum commitment
$1M

Reported in Form ADV on Oct 26, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CONIFER SECURITIES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG ROSELAND, New Jersey, United States
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

Filing source

Form ADV 1145516 · Oct 26, 2017 · Schedule D 7.B.(1), fund 805-6700048295

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles Diker Executive
Mark Diker Executive
Diker Gp, Llc Diker Gp, Llc Executive
Diker Gp, Llc Executive
Diker Management, Llc Promoter
Edmund Hajim Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
730 Fifth Avenue, 15 Th Floor
New York, NY, 10019