Form D · Other Investment Fund

Digital Colony Liquid Opportunities Fund, L.P.

Los Angeles, CA · CIK 0001714363

Offering snapshot reported Mar 6, 2020 · SEC filing

Reported sold: $23.9M
Investors reported: 7
Minimum accepted: $200K
First sale: Sep 30, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$18,855,000 → $23,905,000
Reported investors10 → 7

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 6, 2020	Amendment	$23,905,000	$5,050,000vs Aug 16, 2018	7	SEC filing
Aug 16, 2018	Amendment	$18,855,000	-$7,621,000vs Aug 16, 2017	10	SEC filing
Aug 16, 2017	Initial	$26,476,000	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-292930

Affiliates of Colony Capital, Inc. acquired the right to manage Issuer on 2/1/17 after which interests first sold on 8/1/17. The total amount sold reflects total since 8/1/17.

Source: Form D, filed Mar 6, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COLONY CAPITAL FOCUS FUND, L.P.

Investment adviser: COLONY CAPITAL INVESTMENT ADVISORS, LLC

Gross asset value: $44.4M
Beneficial owners: 7
ADV minimum commitment: $500K

Reported in Form ADV on Aug 26, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LOS ANGELES, California, United States

Custodian BARCLAYS NEW YORK, New York, United States Related to adviser: No

Custodian B. RILEY FBR, INC. LOS ANGELES, California, United States Related to adviser: No

Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian CHURCHILL CAPITAL USA, INC. NEW YORK, New York, United States Related to adviser: No

Custodian GREEN STREET TRADING, LLC NEWPORT BEACH, California, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL SECURITIES CORP. SEATTLE, Washington, United States Related to adviser: No

Prime broker JPMORGAN CHASE BANK, N.A NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 1339859 · Aug 26, 2019 · Schedule D 7.B.(1), fund 805-6906207063

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas J. Barrack, Jr.	Executive
N/A Digital Colony Liquid Opportunities Fund Gp, Llc	Executive
Mark M. Hedstrom	Executive
David A. Palame	Executive
Richard B. Saltzman	Executive
Ronald M. Sanders	Executive
Darren A. Tangen	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

515 S. Flower Street 44th Floor
Los Angeles, CA, 90071