Form D · Retailing
Dico, Inc.
Auburn, WA · CIK 0001595552
Offering snapshot reported Jan 13, 2015 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 31, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2015 | Initial | $0 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-232057
The shares were issued in connection with a business combination in exchange for property (i.e., securities of the target company). Accordingly, the price is indefinite. No additional securities are being offered.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Jan 13, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Aho | Director |
| Lisa Berman | Executive |
| David Lazar | Director, Executive |
| Edward Lazar | Director, Executive |
| David Leigh | Executive |
| Janet Mathews | Executive |
| Bob Patterson | Executive |
| Ellery W. Roberts | Director |
| Edward J. Tobin | Director |
| Martin Walker | Executive |
| George Williams | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
901 West Main Street
Auburn, WA, 98001
Auburn, WA, 98001