Form D · Hedge Fund

Dialectic Offshore, Ltd.

Grand Cayman, E9 · CIK 0001268057

Offering snapshot reported Apr 6, 2017 · SEC filing

Reported sold
$207M
Indefinite offering
Investors reported
47
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$106M$212MMar 11, 2009: $44,714,058.00Mar 11, 2009Feb 26, 2010: $72,264,058.00Feb 23, 2011: $91,664,058.00Sep 14, 2011: $116,514,058.00Sep 14, 2012: $212,162,727.00Sep 13, 2013: $127,777,668.00Sep 11, 2014: $206,624,506.00Sep 11, 2015: $206,624,506.00Apr 7, 2016: $206,624,506.00Apr 6, 2017: $206,624,506.00Apr 6, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 6, 2017Amendment$206,624,506$0vs Apr 7, 201647SEC filing
Apr 7, 2016Amendment$206,624,506$0vs Sep 11, 201547SEC filing
Sep 11, 2015Amendment$206,624,506$0vs Sep 11, 201447SEC filing
Sep 11, 2014Amendment$206,624,506$78,846,838vs Sep 13, 201347SEC filing
Sep 13, 2013Amendment$127,777,668$11,263,610vs Sep 14, 201146SEC filing
Sep 14, 2012Amendment$212,162,727$95,648,669vs Sep 14, 201160SEC filing
Sep 14, 2011Amendment$116,514,058$24,850,000vs Feb 23, 201132SEC filing
Feb 23, 2011Amendment$91,664,058$19,400,000vs Feb 26, 201030SEC filing
Feb 26, 2010Amendment$72,264,058$27,550,000vs Mar 11, 200928SEC filing
Mar 11, 2009Amendment$44,714,058No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-59740

Source: Form D, filed Apr 6, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIALECTIC OFFSHORE, LTD

Investment adviser: BR DIALECTIC CAPITAL MANAGEMENT, LLC

Gross asset value
$68K
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Apr 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1197202 · Apr 2, 2018 · Schedule D 7.B.(1), fund 805-9996504920

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott Dakers Director
Loes De Bot Director
Michael De Man Director
Dialectic Capital Management, Llc Executive
Dialectic Capital Management, Lp Executive
John Fichthorn Director, Executive
Luke Fichthorn Executive
Inderjit Singh Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
International Fund Services Gardenia Court, 45 Market St, Camana Bay
Grand Cayman, E9, KY1-1103