Form D · Hedge Fund

Dialectic Capital Partners, LP

Norwalk, CT · CIK 0001267921

Offering snapshot reported Apr 6, 2017 · SEC filing

Reported sold
$192M
Indefinite offering
Investors reported
126
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$96M$192MAug 27, 2009: $74,088,426.00Aug 27, 2009Aug 27, 2010: $102,702,012.00Aug 17, 2011: $107,051,176.00Sep 14, 2011: $108,851,176.00Sep 14, 2012: $175,994,640.00Sep 13, 2013: $176,522,480.00Sep 11, 2014: $181,973,616.00Sep 11, 2015: $186,073,616.00Apr 7, 2016: $186,529,393.00Apr 6, 2017: $192,029,393.00Apr 6, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$186,529,393 → $192,029,393
  • Reported investors124 → 126

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 6, 2017Amendment$192,029,393$5,500,000vs Apr 7, 2016126SEC filing
Apr 7, 2016Amendment$186,529,393$455,777vs Sep 11, 2015124SEC filing
Sep 11, 2015Amendment$186,073,616$4,100,000vs Sep 11, 2014123SEC filing
Sep 11, 2014Amendment$181,973,616$5,451,136vs Sep 13, 2013119SEC filing
Sep 13, 2013Amendment$176,522,480$67,671,304vs Sep 14, 2011118SEC filing
Sep 14, 2012Amendment$175,994,640$67,143,464vs Sep 14, 2011117SEC filing
Sep 14, 2011Amendment$108,851,176$1,800,000vs Aug 17, 201183SEC filing
Aug 17, 2011Amendment$107,051,176$4,349,164vs Aug 27, 201082SEC filing
Aug 27, 2010Amendment$102,702,012$28,613,586vs Aug 27, 200978SEC filing
Aug 27, 2009Amendment$74,088,426No comparison67SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-59685

Source: Form D, filed Apr 6, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIALECTIC CAPITAL PARTNERS, LP

Investment adviser: BR DIALECTIC CAPITAL MANAGEMENT, LLC

Gross asset value
$350K
Beneficial owners
13
ADV minimum commitment
$1M

Reported in Form ADV on Apr 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1197202 · Apr 2, 2018 · Schedule D 7.B.(1), fund 805-8135563695

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dialectic Capital, Llc Executive
Dialectic Capital Management, Llc Executive
Dialectic Capital Management, Lp Executive
John Fichthorn Executive
Luke Fichthorn Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
119 Rowayton Avenue 2 Nd Floor
Norwalk, CT, 06853