Form D · Hedge Fund

Dialectic Antithesis Partners, LP

Norwalk, CT · CIK 0001325552

Offering snapshot reported Jun 5, 2019 · SEC filing

Reported sold
$625M
Indefinite offering
Investors reported
100
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Nov 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$313M$625MApr 14, 2005Aug 26, 2009: $239,756,936.00Aug 27, 2010: $411,338,798.00Aug 17, 2011: $472,400,660.00Sep 14, 2011: $473,500,660.00Sep 14, 2012: $555,745,266.00Sep 13, 2013: $587,285,266.00Sep 11, 2014: $588,035,266.00Sep 11, 2015: $591,885,266.00Apr 7, 2016: $592,067,992.00Apr 6, 2017: $592,067,992.00Nov 6, 2018: $608,844,060.00Jun 5, 2019: $625,417,758.00Jun 5, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$608,844,060 → $625,417,758
  • Minimum accepted$0 → $1,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 5, 2019Amendment$625,417,758$16,573,698vs Nov 6, 2018100SEC filing
Nov 6, 2018Amendment$608,844,060$16,776,068vs Apr 6, 2017100SEC filing
Apr 6, 2017Amendment$592,067,992$0vs Apr 7, 2016100SEC filing
Apr 7, 2016Amendment$592,067,992$182,726vs Sep 11, 201599SEC filing
Sep 11, 2015Amendment$591,885,266$3,850,000vs Sep 11, 201499SEC filing
Sep 11, 2014Amendment$588,035,266$750,000vs Sep 13, 201398SEC filing
Sep 13, 2013Amendment$587,285,266$113,784,606vs Sep 14, 201196SEC filing
Sep 14, 2012Amendment$555,745,266$82,244,606vs Sep 14, 201195SEC filing
Sep 14, 2011Amendment$473,500,660$1,100,000vs Aug 17, 201188SEC filing
Aug 17, 2011Amendment$472,400,660$61,061,862vs Aug 27, 201088SEC filing
Aug 27, 2010Amendment$411,338,798$171,581,862vs Aug 26, 200976SEC filing
Aug 26, 2009Amendment$239,756,936No comparison53SEC filing
Oct 24, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Apr 14, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-76464

Source: Form D, filed Jun 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIALECTIC ANTITHESIS PARTNERS, LP

Investment adviser: BR DIALECTIC CAPITAL MANAGEMENT, LLC

Gross asset value
$26.6M
Beneficial owners
6
ADV minimum commitment
$1M

Reported in Form ADV on Mar 25, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES, LLP
PCAOB 349

GOLDMAN SACHS & CO. LLC
SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1520936 · Mar 25, 2021 · Schedule D 7.B.(1), fund 805-8218505055

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Br Dialectic Capital Management, Llc Executive, Promoter
B. Riley Capital Management, Llc Executive, Promoter
Sole Member B. Riley Capital Management, Llc Executive, Promoter
Dialectic Capital, Llc Executive
Dialectic Capital Management, Llc Executive
Dialectic Capital Management, Lp Executive
John Fichthorn Executive
Luke Fichthorn Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
119 Rowayton Avenue 2 Nd Floor
Norwalk, CT, 06853