Form D · Hedge Fund

Dialectic Antithesis Opportunities Fund II, LP

Norwalk, CT · CIK 0001526505

Offering snapshot reported Jun 1, 2018 · SEC filing

Reported sold
$128M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 1, 2018Initial$127,924,578No comparison22SEC filing
Apr 6, 2017Amendment$127,732,747$0vs Apr 7, 201621SEC filing
Apr 7, 2016Amendment$127,732,747$4,086,447vs Sep 11, 201521SEC filing
Sep 11, 2015Amendment$123,646,300$0vs Sep 11, 201421SEC filing
Sep 11, 2014Amendment$123,646,300$130,000vs Sep 13, 201321SEC filing
Sep 13, 2013Amendment$123,516,300$50,645,952vs Sep 14, 201119SEC filing
Sep 14, 2012Amendment$123,156,300$50,285,952vs Sep 14, 201118SEC filing
Sep 14, 2011Amendment$72,870,348$12,705,886vs Jul 26, 201115SEC filing
Jul 26, 2011Initial$60,164,462No comparison14SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-313753
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.

Source: Form D, filed Jun 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DIALECTIC ANTITHESIS OPPORTUNITIES FUND II LP

Investment adviser: BR DIALECTIC CAPITAL MANAGEMENT, LLC

Gross asset value
$23.4M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Apr 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1197202 · Apr 2, 2018 · Schedule D 7.B.(1), fund 805-5718938444

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Br Dialectic Capital Management, Llc Executive, Promoter
Dialectic Capital, Llc Executive, Promoter
Dialectic Capital Management, Llc Executive, Promoter
Dialectic Capital Management, Lp Executive, Promoter
Luke Fichthorn Executive
John Fichthorn Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
119 Rowayton Avenue 2 Nd Floor
Norwalk, CT, 06853