Form D · Other Health Care
DIABETES AMERICA, INC.
Houston, TX · CIK 0001295839
Offering snapshot reported Sep 3, 2009 · SEC filing
- Reported sold
- $8.27M Offering amount: $14M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $90K Reported outside-investor minimum
- First sale
- Sep 13, 2007 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 3, 2009 | Initial | $8,269,189 | No comparison | 15 | SEC filing |
| Jan 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 3, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $68.5K
- Finders' fees
- $0
- Form D file number
- 021-66898
Total Offering Amount was originally $14,000,000.00 but only $8,269,189.20 was raised and the Offering is now closed.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Paul K. Gautier, Sr. | 4817212 | RiverStone Wealth Management, Inc. · CRD 40418 |
| Brian E. Smith | 2287309 | RiverStone Wealth Management, Inc. · CRD 40418 |
| Javier O. Larrea | 2872807 | RiverStone Wealth Management, Inc. · CRD 40418 |
| Azam H. Jaber | 2846187 | RiverStone Wealth Management, Inc. · CRD 40418 |
| Torry C. Scott | 2297432 | RiverStone Wealth Management, Inc. · CRD 40418 |
| Peter K. Aman | 2213067 | APS Financial Corporation · CRD 10033 |
| Robert E. Gillette | 2439548 | APS Financial Corporation · CRD 10033 |
Source: Form D, filed Sep 3, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anan Anabtawi | Director |
| Frank Basile | Director, Executive |
| Bonita Groesser | Director, Executive |
| Rosemary Mazanet | Director |
| Nicholas Vita | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
11321 Fallbrook Drive
Houston, TX, 77065
Houston, TX, 77065