Form D · Other
DIA BRAS EXPLORATION INC
Toronto, A6 · CIK 0001348227
Offering snapshot reported Jun 12, 2012 · SEC filing
- Reported sold
- $37.1M Offering amount: $37.1M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 6, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 12, 2012 | Initial | $37,141,451 | No comparison | 3 | SEC filing |
| Jun 8, 2011 | Initial | $20,779,533 | No comparison | 3 | SEC filing |
| Dec 21, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $48.6K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-179577
U.S. dollar amounts are based on the Bank of Canada noon rate of exchange reported on June 6, 2012, which was Cdn$1.0297=US$1.00.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Capital Markets, LLC | 31194 | RBC Dominion Securities Inc. |
Source: Form D, filed Jun 12, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J. Alberto Arias | Director |
| Karl J. Boltz | Executive |
| Doug Cater | Director |
| Douglas F. Cater | Director |
| David Crevier | Director |
| Steven Dean | Director |
| John S. Donnelly | Director |
| Ernesto Duran | Executive |
| Guillermo Kaelin | Director |
| Fernando Piccini | Executive |
| Philip Renaud | Director |
| Thomas Robyn | Executive |
| Luce L. Saint Pierre | Executive |
| Daniel Tellechea | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Bay Adelaide Centre, 333 Bay Street
Toronto, A6, M5H 2T4
Toronto, A6, M5H 2T4