Form D · Hedge Fund
DHP Strategies, SPC on behalf of its DTS Segregated Portfolio
Mississauga, A6 · CIK 0001475349
Offering snapshot reported Mar 18, 2013 · SEC filing
- Reported sold
- $19.8M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2013 | Amendment | $19,821,502 | $0vs Mar 16, 2012 | 1 | SEC filing |
| Mar 16, 2012 | Amendment | $19,821,502 | $0vs Mar 17, 2011 | 1 | SEC filing |
| Mar 17, 2011 | Amendment | $19,821,502 | $0vs Mar 17, 2010 | 1 | SEC filing |
| Mar 17, 2010 | Amendment | $19,821,502 | $49,759vs Nov 12, 2009 | 1 | SEC filing |
| Nov 12, 2009 | Initial | $19,771,743 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $91.4K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-136020
Channel Capital no longer markets for the Issuer and will not be paid any additional amounts.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Channel Capital Group LLC | 118697 | |
| Direct Access Partners LLC | 120950 |
Source: Form D, filed Mar 18, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
DHP STRATEGIES, SPC - DTS SEGREGATED PORTFOLIO
Investment adviser: DIX HILLS PARTNERS, LLC
- Gross asset value
- $0
- Beneficial owners
- 0
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 706846 · Mar 26, 2013 · Schedule D 7.B.(1), fund 805-4547174200
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph A. Baggett | Director |
| Edward L. Goldberg | Executive |
| William L. Gordan | Executive |
| William L. Gordon | Director |
| Services Limited Hamilton Fiduciary | Director |
| Services Limited Warwick Fiduciary | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Mississauga, A6, L4Z3M3