Form D · Hedge Fund

DHP STRATEGIES, LLC FOR ITS GLOBAL ALPHA PORTFOLIO

Jericho, NY · CIK 0001461347

Offering snapshot reported Mar 13, 2014 · SEC filing

Reported sold: $11.7M
Investors reported: 25
Minimum accepted: $90K
First sale: Mar 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 13, 2014	Amendment	$11,676,947	$0vs Mar 18, 2013	25	SEC filing
Mar 18, 2013	Amendment	$11,676,947	$85,000vs Mar 19, 2012	25	SEC filing
Mar 19, 2012	Amendment	$11,591,947	$1,149,582vs Mar 17, 2011	25	SEC filing
Mar 17, 2011	Amendment	$10,442,365	$2,047,235vs Mar 17, 2010	25	SEC filing
Mar 17, 2010	Amendment	$8,395,130	No comparison	24	SEC filing
Mar 18, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $13.4K (estimated)
Finders' fees: $0
Form D file number: 021-129938

None of Sound Securities, LLC, Channel Capital and SecureVest Financial Group presently markets for the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Sound Securities, LLC	122677
Channel Capital Group LLC	118697
Direct Access Partners LLC	120950
Securevest Financial Group	10100
Matrix Capital Group, Inc.	33364
North South Capital LLC	148158
Longship Alternative Asset Management	126798

Source: Form D, filed Mar 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DHP STRATEGIES, LLC - GLOBAL ALPHA PORTFOLIO

Investment adviser: DIX HILLS PARTNERS, LLC

Gross asset value: $4.16M
Beneficial owners: 10
ADV minimum commitment: $1M

Reported in Form ADV on Mar 14, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MARGOLIN, WINER & EVENS LLP GARDEN CITY, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer AURUS ADVISORS, INC. MENLO PARK, California, United States Related to adviser: No

Marketer DOMINICK & DOMINICK LLC NEW YORK, New York, United States Related to adviser: No

Marketer LONGSHIP ALTERNATIVE ASSET MANAGEMENT PORT WASHINGTON, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AURUS ADVISORS, INC.
CRD 128096 · SEC 8-66089

DOMINICK & DOMINICK LLC
CRD 7344 · SEC 801-63247

LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD 126798 · SEC 8-65914

Filing source

Form ADV 800853 · Mar 14, 2014 · Schedule D 7.B.(1), fund 805-7157851389

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph A. Baggett	Executive
Edward L. Goldberg	Executive
William L. Gordon	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

50 Jericho Quadrangle Suite 117
Jericho, NY, 11753