Form D · Other Investment Fund

DGM AEX Strategy LLC

Boston, MA · CIK 0001666263

Offering snapshot reported Mar 1, 2018 · SEC filing

Reported sold
$4.82M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 18, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.41M$4.82MMar 1, 2016: $1,250,000.00Mar 1, 2016Mar 1, 2017: $4,821,800.00Mar 1, 2017Mar 1, 2018: $4,821,800.00Mar 1, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 1, 2018Amendment$4,821,800$0vs Mar 1, 20171SEC filing
Mar 1, 2017Amendment$4,821,800$3,571,800vs Mar 1, 20161SEC filing
Mar 1, 2016Initial$1,250,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-258336
Minimum investment in item 11 may be reduced at the discretion of the General Manager.

Source: Form D, filed Mar 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Warren Naphtal Executive, Promoter
Mary S. Naphtal Executive, Promoter
P/E Global Llc Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
75 State Street 31 St Floor
Boston, MA, 02109