Form D · Other

DGFund 3 LLC

Prescott, AZ · CIK 0001585032

Offering snapshot reported Sep 25, 2013 · SEC filing

Reported sold
$411K
Offering amount: $800K
Investors reported
2
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 20, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$205K$411KAug 23, 2013: $410,800.00Aug 23, 2013Sep 12, 2013: $410,800.00Sep 12, 2013Sep 25, 2013: $410,800.00Sep 25, 2013: $410,800.00Sep 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 25, 2013Amendment$410,800$0vs Aug 23, 20132SEC filing
Sep 25, 2013Amendment$410,800$0vs Sep 25, 20132SEC filing
Sep 12, 2013Amendment$410,800$0vs Aug 23, 20132SEC filing
Aug 23, 2013Initial$410,800No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-201829
The Company, in its sole discretion, may close the Offering with less than 800,000 Units sold (at $1.00 per Unit)or by unanimous approval of the Company's Unit Holders and its Manager, may increase the amount of the Offering.
Registered Representative has agree to not be paid a commission on the sale of the Company's securities

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Alan Hald5638362Wm H Murphy and Company, Inc · CRD 27274

Source: Form D, filed Sep 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Dbmgt Az Llc Executive
N/A Dgmgt Az Llc Executive
Alan Philip Hald Promoter
C. Jeffrey Huff Promoter

Issuer details

Industry: Other (See others in industry)

Address:
204 N Mt Vernon Ave
Prescott, AZ, 86301